Up-to-date information
Provide you with the latest regulatory changes from all sources.
DILIGENCE FOR REGULATORY MONITORING
A new regulatory update arrives but your team is unsure how to comply
Diligence extracts the obligations, deadlines and owners from every update and maps them to the policies and controls you already have — so a rule change becomes a work list.
Compliance · Legal · Regulatory affairs · Operational risk
23obligations from one circular
9affected policies found
4control gaps surfaced
Onelive architecture
SEE IT WORK
See how Diligence works.
A WEEK IN REGULATORY AFFAIRS
Sound familiar?
Circulars, consultations and rule changes arrive through a dozen different channels. You review each one, decides if it applies, works out what you now have to do, and sends it to the team that probably owns it. Underneath it all is a mapping spreadsheet that was correct on the day it was written.
- Updates arrive everywhereA dozen sources, no single intake, no record of review.
- Relevance decided ad hocA judgement made under time pressure, rarely written down.
- Ownership unclearObligations distributed by email, with no owner or date.
- Mappings go staleAccurate the day they're built, drifting from then on.
WHAT GOES WRONG
What we hear most.
A circular arrives and we're not sure how to comply.
It takes lots of effort to keep up with regulatory changes from multiple sources
Two business units maintain different controls for the same regulatory.
We lack evidence of a structured response to the change.
THE COST
What it costs you.
Hundreds
of requirements mapped against thousands of controls.
Every change
risks an obligation missed until inspection.
Stale maps
are worse than none — they look like coverage.
THE ALTERNATIVE
From a complicated regulatory to an actionable work list
Behind Diligence, AI agents read each circular, extract the obligations and match them to your controls — so you see what's covered, what's duplicated, and the gaps you need to fill in order to be compliant.
Learn more about DiligenceActionable to-do list
Translate complicated circular into easy to follow tasks for your team.
No overlooked gaps
Ensure that you always stay compliant.
USE CASES IN REGULATORY MONITORING
Multiple workflows, one platform.
Compliance, legal, regulatory affairs, risk and internal audit.
Regulatory change management
Compliance, legal, regulatory affairs, operational risk
WHAT DILIGENCE AUTOMATES
Monitoring of regulator and standards-body updates; extraction of obligations, deadlines and owners; impact analysis and action tracking.
BUSINESS VALUE
Faster response to rule changes, less manual scanning.
Obligation-to-control mapping
Compliance, risk, control owners, CISO, internal audit
WHAT DILIGENCE AUTOMATES
Requirements converted into structured obligations and mapped to policies, controls, risks, evidence and owners.
BUSINESS VALUE
A maintainable compliance architecture, not fragmented matrices.
HOW IT WORKS
Five steps.
- CollectYour regulator and standards sources, monitored through one intake.
- UnderstandObligations, deadlines and owners extracted from each update.
- AssessMapped to existing controls; gaps and conflicts flagged.
- DecideImpact routed to owners with actions and dates.
- ReportA maintained architecture and evidence of response.
THE CHECKS
What Diligence catches.
| CHECK | WHAT DILIGENCE FLAGS |
|---|---|
| Unmapped obligations | UNMAPPEDA requirement with no policy, control or accountable owner. |
| Duplicate controls | DUPLICATETwo controls addressing the same obligation but gradually becoming inconsistent. |
| Conflicting controls | CONFLICTDifferent business units taking incompatible actions for the same rule. |
| Stale mappings | STALEUnchanged since the rule it depends on was amended. |
| Missed deadlines | OVERDUEAn implementation date passed with no evidence of action. |
| Ownership gaps | UNOWNEDA responsibility that has been distributed without one clearly accountable owner. |
| Coverage evidence | UNEVIDENCEDA control claimed to address an obligation, but with no evidence that it is actually working. |
GOVERNANCE
Built to be defended.
Every obligation is sourced
Each links back to the exact clause of the exact circular.
Interpretation stays with you
Diligence brings the obligations into view and maps them clearly with you team in control.
A controlled response
A timestamped record of what was reviewed, decided and implemented.
Not a general-purpose AI tool
Full activity log, complete audit trail, and a private version you can deploy on your own premises.
PROOF
Identify compliance gaps and turn evolving regulations into clear, actionable checklists.
Rule changes now arrive as a work list with owners and dates attached, and the gaps are visible continuously rather than at the next audit.
Head of regulatory compliance · Financial services
23obligations from one circular
4control gaps surfaced
FAQ
Common questions.
What is regulatory change management in Diligence?
Diligence monitors updates from regulators and standards bodies, extracts key obligations and deadlines, identifies affected policies or controls, assigns owners, and tracks remediation actions. It helps compliance teams move from regulatory scanning to a controlled response process.
How does Diligence identify relevant regulatory updates?
It can review incoming circulars, standards, guidance, and other updates to extract obligations, deadlines, affected business areas, and potential policy or control implications. Teams can then validate relevance and assign accountable owners.
Can Diligence map regulatory obligations to internal controls?
Yes. Diligence can convert regulatory requirements into structured obligations and map them to policies, procedures, controls, risks, evidence, and owners. This gives organisations a more maintainable view of compliance coverage than disconnected spreadsheets.
How does obligation-to-control mapping reduce compliance risk?
It helps teams identify obligations without an assigned control, duplicate or conflicting controls, stale mappings, and gaps across business units. A structured mapping also makes it easier to evidence how regulatory requirements are addressed.
Can Diligence track actions arising from regulatory change?
Yes. It can assign actions, owners, due dates, and related evidence, allowing compliance and operational-risk teams to monitor implementation progress and escalate overdue items.
RELATED
Other Wizpresso workflows.
Want to see how Diligence would map your obligations?
Tell us which regulators you follow and we'll show you the gaps.